Steven Michael Neher

Current Employers

Employment History

• 06/2006 → Present
  Cordell, Neher & Company Pllc
  Wenatchee, WA
• 09/2016 → 10/2019
  1St Global Capital Corp.
  Wenatchee, WA
• 09/2016 → 10/2019
  1St Global Advisors, Inc.
  Wenatchee, WA
• 12/2016 → 09/2025
  Avantax Insurance Services, Inc.
  Wenatchee, WA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Wenatchee, WA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Wenatchee, WA
• 08/2025 → Present
  Ally's Place, Llc
  Wenatchee, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Wenatchee, WA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Wenatchee, WA
• 2016-09-29 → 2019-10-25
  1St Global Advisors Inc
  Wenatchee, WA

Other Businesses

1) CNC FINANCIAL GROUP, LLC POSITION: REFERRING ADVISOR NATURE: FINANCIAL ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2016 ADDRESS: Wenatchee WA , DESCRIPTION: Referring advisor 2) MISSION VISTA GROUP HOMES - CORPORATION POSITION: board president and finance committee member NATURE: provide support and residential services to developmentally disabled adults INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2012 DESCRIPTION: board president and finance committee member 3) CORDELL, NEHER & COMPANY PLLC 401K PROFIT SHARING PLAN & TRUST POSITION: Partner of Cordell Neher & Company PLLC - Plan Spo NATURE: Trustee/Fiduciary of 401k Plan INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2017 ADDRESS: PO Box 3068, DESCRIPTION: Trustee/Fiduciary of 401k Plan. Financial Advisors provide input on the underlying investments and provide recommendations for the trustees to choose from. 4) NATIONAL SOCIETY OF ACCOUNTANTS FOR COOPERATIVES - PNW CHAPTER POSITION: Board Member NATURE: Facilitate member meetings for CPE related to the Agricultural and Cooperative knowledge areas. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2017 ADDRESS: 136 South Keowee Street, Dayton OH 45402, DESCRIPTION: Board member, no check signing or investment oversight 5) PENNY PROPERTIES, LLC POSITION: Partner NATURE: Rental property, of which our firm is a tenant. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2017 ADDRESS: 175 E Penny Road, Wenatchee WA 98801, DESCRIPTION: I am Managing Partner, including signature authority on bank account. No ability to incur debt and no brokerage accounts or investments are held in this entity. 6) CORDELL, NEHER & COMPANY, PLLC POSITION: Managing Member NATURE: Accounting Firm - CPA and accounting activities INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2021 ADDRESS: 175 E. Penny Road, Suite 1, Wenatchee WA 98801, United States DESCRIPTION: I am the managing member, overseeing all aspects of the firm & personnel. 7) CONFLUENCE HEALTH FOUNDATION POSITION: President - Audit/Finance Committee Chair and Treasurer NATURE: I never had nor will have check signing authority.Assist in fundraising for the benefit of NCW Healthcare System and its staff and our community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 526 N Chelan Ave Suite A, Wenatchee WA 98801, United States DESCRIPTION: Will not have signature authority over any bank accounts or financial services accounts.Audit/Finance Committee Chair and Treasurer of the Board. 8) APPLE PIE PROPERTY MANAGEMENT, LLC POS: Member NATURE: Property Management Company for residential rentals in the Wenatchee area. INV RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START: 05/27/2025 ADDR: 1024 Crawford Ave, Wenatchee WA DESC: Standard LLC providing management of rentals. 9) HORAN HOUSE, LLC POS: Member NATURE: Rental Property holding LLC INV RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START: 05/27/2025 ADDR: 1024 Crawford Ave, Wenatchee WA DESC: Ownership of rental property 10) ALLY'S PLACE, LLC POS: Owner NATURE: Rental property INV RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START : 08/01/2025 ADDR: 1024 Crawford Ave, Wenatchee WA DESC: Rental owner

Exams

• S66 Uniform Combined State Law Examination
  2016-09-29

Other Names

• Steve Neher