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725 Glen Cove Ave, Glen Head, NY 11545 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
Branch Locations
4 Executive Park Drive, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc | Latham | NY | 07/2016 | 06/2017 |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | 06/2017 |
| Halliday Financial, Llc | Clifton Park | NY | 06/2017 | Present |
December 2023 started Stanton Places, LLC. 4 Coesa Drive, Saratoga Springs, NY 12866. Owner/Member - Lessor or owned residential property. It is not investment related and I have no control of the funds. Less than 20 hours per week on this OBA with zero time during trading hours. Will receive compensation of $27600 annually as a flat fee. There are zero employees in this organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-16 |
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