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Kevin Neal Keefe

Wells Fargo Clearing Services, LLC

Greenwich, CT

Melville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-06-22
  • CT RA
    APPROVED
    Since 2018-06-22

Branch Locations

220 Glenville Rd, Greenwich, CT 06831 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Hartford CT 06/2016 02/2017
Wells Fargo Bank, Na Stamford CT 02/2018 Present
Wells Fargo Clearing Services, Llc Stamford CT 03/2018 Present
New York Life Insurance Stratford CT 02/2017 05/2017
Unemployed Brookfield CT 05/2017 02/2018
  • 06/2016 → 02/2017
    Waddell & Reed Inc
    Hartford, CT
  • 02/2018 → Present
    Wells Fargo Bank, Na
    Stamford, CT
  • 03/2018 → Present
    Wells Fargo Clearing Services, Llc
    Stamford, CT
  • 02/2017 → 05/2017
    New York Life Insurance
    Stratford, CT
  • 05/2017 → 02/2018
    Unemployed
    Brookfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-22
  • S66 Uniform Combined State Law Examination
    2018-06-22
Other Names
  • Kevin N Keefe
  • Kevin Keefe
  • Kevin Neal Keefe

View on SEC IAPD

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Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT

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