Carl John Boomhower

Current Employers

Employment History

• 06/2016 → 09/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2016 → 09/2017
  Northwestern Mutual Investment Services Llc
  Paramus, NJ
• 07/2017 → 09/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2017 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Montclair, NJ
• 09/2013 → 08/2017
  Montclair State University
  Montclair, NJ
• 02/2018 → 11/2020
  Bank Of America, N.A.
  Montclair, NJ
• 11/2020 → Present
  Raymond James Financial Services, Inc.
  Wayne, NJ
• 11/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Wayne, NJ

Previous Registrations

• 2017-12-26 → 2020-12-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
  Upper Montclair, NJ

Other Businesses

(1)Name of Business: Oasis- A Haven for Women and Children Address: 59 Mill Street, Paterson, NJ, 07501, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 02/21/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the board. Help direct efforts for fundraising and growing the mission of Oasis. (2)Name of Business: TLC Tech Ventures LLC Address: 16 Cardinal Dr, Oakland, NJ, 07436, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 04/21/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Help develop technology platforms that we can in turn market. This business is a side business completely separate from my role at RJFS. SaaS type company. (3)Name of Business: Topinka Financial, LLC Address: 502 Valley Rd Ste 102, Wayne, NJ, 07470, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/03/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Planning & Investing

Exams

• S66 Uniform Combined State Law Examination
  2017-12-22
• S63 Uniform Securities Agent State Law Examination
  2017-02-21

Designations

Other Names

• Carl John Boomhower
• Carl Boomhower