Nicholas Alexander Wychocki

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-02-08

FL RA
APPROVED

Since 2012-02-08

Branch Locations

8695 College Parkway, Fort Myers, FL 33919 • United States

26800 South Tamiami Trail, Bonita Springs, FL 34134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Finemark Financial Services	Fort Myers	FL	08/2010	Present
Infinex Investments, Inc.	Fort Myers	FL	01/2012	Present

08/2010 → Present

Finemark Financial Services

Fort Myers, FL
01/2012 → Present

Infinex Investments, Inc.

Fort Myers, FL

Previous Registrations

2010-08-09 → 2011-12-31

Commonwealth Financial Network

Fort Myers, FL

Naples, FL

Naples, FL
2009-01-06 → 2010-09-20

Global Wealth Consultants, Llc

Naples, FL
2006-05-15 → 2008-12-02

Banc Of America Investment Services, Inc.

Naples, FL

Naples, FL

Other Businesses

FINEMARK NATIONAL BANK & TRUST YES, INVESTMENT RELATED 12681 CREEKSIDE LANE FORT MYERS, FL 33919 PORTFOLIO MANAGER START DATE 8/4/10 TIME-40 HRS/WK PROVIDED INVESTMENT MANAGEMENT TO CLIENTS OF FINEMARK'S TRUST CLIENTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-28

S66 Uniform Combined State Law Examination

2006-04-28

Designations

Certified Financial Planner

Other Names

Nick Wychocki
Nicholas Wychocki
Nick A. Wychocki

View on SEC IAPD