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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
CA RA APPROVED 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • CA RA
    APPROVED
    Since 2024-08-19

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Temple City CA 06/2016 12/2021
Jpmorgan Chase Bank Temple City CA 05/2016 12/2021
Jpmorgan Chase Bank, N.A. City Of Industry CA 12/2021 Present
J.P. Morgan Securities Llc City Of Industry CA 12/2021 Present
Best Quality Food Company Inc Ei Monte CA 10/2024 Present
  • 06/2016 → 12/2021
    Temple City, CA
  • 05/2016 → 12/2021
    Jpmorgan Chase Bank
    Temple City, CA
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    City Of Industry, CA
  • 12/2021 → Present
    City Of Industry, CA
  • 10/2024 → Present
    Best Quality Food Company Inc
    Ei Monte, CA
Other Businesses

Entity Name: BEST QUALITY FOOD COMPANY INC Investment related: No Address: Private Residence Nature of the other business: Meat Distributor Position/Title/Relationship: Owner/Partner Start Date: 10/23/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The nature of the business is meat distributor. My main responsibility is supervising manger and staff. They are not similar to my JPMC role and there isn't any connection to JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
S63 Uniform Securities Agent State Law Examination 2016-07-11
  • S66 Uniform Combined State Law Examination
    2023-01-13
  • S63 Uniform Securities Agent State Law Examination
    2016-07-11
Other Names
  • Gao Ying
  • Joline Gao

View on SEC IAPD

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