Brandon Moe

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 05/2020
  Massachusetts Mutual Life Insurance Company
  Fort Lauderdale, FL
• 01/2017 → 05/2020
  Mml Investors Services, Llc
  Fort Lauderdale, FL
• 05/2020 → 06/2022
  Penn Mutual Life Insurance Company
  Horsham, PA
• 05/2020 → 06/2022
  Hornor Townsend & Kent Llc
  Horsham, PA
• 06/2022 → Present
  Ameriprise Financial Services, Llc
  Boca Raton, FL
• 08/2016 → 10/2016
  Continued Education
  Stuart, FL

Previous Registrations

• 2020-07-08 → 2022-06-24
  Hornor, Townsend & Kent, Llc
  Boca Raton, FL
• 2019-01-14 → 2020-05-13
  Mml Investors Services, Llc
  Ft Lauderdale, FL

Other Businesses

Business Ownership; Brandon Moe Financial Services, LLC.; Executive; Consulting; 352 SW 13th Terrace, , Fort Lauderdale, FL, 33312; Investment-Related; 08/12/2020; 40 to 59 hours per month; 60 during trading hours. Outside Employment; Brandon Moe Financial Services, LLC.; Executive, Managing Member, CEO - NONE; ; 352 SW 13th Terrace, , Fort Lauderdale, FL, 33312; Investment-Related; 08/12/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-29

Other Names

• Brandon Moe
• Brandon Alexander Moe