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Current Employers
Kavout Algo Financial Llc

999 Third Ave Suite 3300, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-01-08
  • WA RA
    APPROVED
    Since 2021-01-08

Branch Locations

999 Third Ave Suite 3300, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kavout Corporation Bellevue WA 02/2016 Present
Kavout Asset Management, Llc Bellevue WA 03/2016 01/2019
Kavout Algo Financial Llc Seattle WA 08/2020 Present
  • 02/2016 → Present
    Kavout Corporation
    Bellevue, WA
  • 03/2016 → 01/2019
    Kavout Asset Management, Llc
    Bellevue, WA
  • 08/2020 → Present
    Seattle, WA
Previous Registrations
  • 2016-08-19 → 2017-12-01
    Kavout Asset Management, Llc
    Bellevue, WA
Other Businesses

1) Kavout Corporation. CEO. 2/2016 to Present. Not Investment Related. Technology company which provides software & technology support. Devote 10% of professional time to this activity. 2) Finanlytics Inc. 36% Owner. Not Investment Related. No duties. Devote 5 hours per year to this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-23
  • S65 Uniform Investment Adviser Law Examination
    2020-06-23
Other Names
  • Alex Lu

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