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Christopher Charles Brenning

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-06
OH RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2024-02-06
  • OH RA
    APPROVED
    Since 2023-01-24

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Mclean VA 10/2020 12/2022
Ernst & Young Mclean VA 08/2019 09/2020
Ubs Financial Services Inc Cincinnati OH 01/2023 Present
Cotton & Company Alexandria VA 07/2018 07/2019
Elon University Elon NC 08/2014 05/2018
Ubs Cincinnati OH 06/2017 08/2017
  • 10/2020 → 12/2022
    Ernst & Young
    Mclean, VA
  • 08/2019 → 09/2020
    Ernst & Young
    Mclean, VA
  • 01/2023 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
  • 07/2018 → 07/2019
    Cotton & Company
    Alexandria, VA
  • 08/2014 → 05/2018
    Elon University
    Elon, NC
  • 06/2017 → 08/2017
    Ubs
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17
Other Names
  • Christopher C Brenning

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
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STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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