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Andrew Stephen Ettlinger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-30
NJ RA APPROVED 2018-08-29
  • TX RA
    APPROVED_RES
    Since 2022-08-30
  • NJ RA
    APPROVED
    Since 2018-08-29

Branch Locations

5905 E Galbraith Rd Workplace Benefits, Cincinnati, OH 45236 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 07/2018 Present
Pennsylvania State University University Park PA 05/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 06/2017 08/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2018-07-30
Other Names
  • Andrew S Ettlinger
  • Drew Ettlinger
  • Andrew Ettlinger

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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