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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-13 |
| KY | RA | APPROVED | 2018-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 06/2018 | Present |
| Centre College | Danville | KY | 09/2014 | 05/2018 |
| Merrill Lynch | Lexington | KY | 06/2017 | 08/2017 |
| Bank Of America, N.A. | Lexington | KY | 07/2019 | Present |
I*1242246 Entity Type: Charitable Name of outside business organization: Calvary Baptist Church Investment related: N Address of business: Lexington, Kentucky, 40507 Position, title, association: Committee, Finance committee Start date of relationship: 5/1/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1 Duties: I will serve on the Finance Committee of the church. I will help with overseeing the church budget and other financial matters that may arise I*2692292, Entity Type: Charitable, Name of OBA: Kentucky Children's Hospital, Address: Lexington, Kentucky, 40536, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 09/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I will join their council that helps host various volunteer events for the hospital. These events generally involve a fundraising goal. A hospital for children. I*4392267 Entity Type: Business or Industry Organization Name of OBA: M. D. Address: Lexington, Kentucky, 40509 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/31/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Entity set up to pay a nanny for childcare services in our home. Pay the nanny .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-13 |
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