Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-13
KY RA APPROVED 2018-10-15
  • TX RA
    APPROVED
    Since 2019-09-13
  • KY RA
    APPROVED
    Since 2018-10-15

Branch Locations

300 W Vine St, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lexington KY 06/2018 Present
Centre College Danville KY 09/2014 05/2018
Merrill Lynch Lexington KY 06/2017 08/2017
Bank Of America, N.A. Lexington KY 07/2019 Present
Other Businesses

I*1242246 Entity Type: Charitable Name of outside business organization: Calvary Baptist Church Investment related: N Address of business: Lexington, Kentucky, 40507 Position, title, association: Committee, Finance committee Start date of relationship: 5/1/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1 Duties: I will serve on the Finance Committee of the church. I will help with overseeing the church budget and other financial matters that may arise I*2692292, Entity Type: Charitable, Name of OBA: Kentucky Children's Hospital, Address: Lexington, Kentucky, 40536, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 09/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I will join their council that helps host various volunteer events for the hospital. These events generally involve a fundraising goal. A hospital for children. I*4392267 Entity Type: Business or Industry Organization Name of OBA: M. D. Address: Lexington, Kentucky, 40509 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/31/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Entity set up to pay a nanny for childcare services in our home. Pay the nanny .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-13
  • S66 Uniform Combined State Law Examination
    2018-10-13
Other Names
  • Mark J Dill
  • Mark Dill

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lexington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor