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Brian Andrew Weber

Ubs Financial Services Inc.

Newport Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-28
TX RA APPROVED 2021-09-28
  • CA RA
    APPROVED
    Since 2021-09-28
  • TX RA
    APPROVED
    Since 2021-09-28

Branch Locations

888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 06/2016 03/2017
Morgan Stanley Smith Barney Llc Newport Beach CA 03/2017 09/2021
Ubs Financial Services Newport Beach CA 09/2021 Present
  • 06/2016 → 03/2017
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 03/2017 → 09/2021
    Morgan Stanley Smith Barney Llc
    Newport Beach, CA
  • 09/2021 → Present
    Ubs Financial Services
    Newport Beach, CA
Previous Registrations
  • 2016-10-08 → 2021-10-25
    Morgan Stanley
    Newport Beach, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-07
  • S66 Uniform Combined State Law Examination
    2016-10-07

View on SEC IAPD

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