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Stephanie Schaaf

Hightower Advisors, LLC

Beverly Hills, CA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-08
  • CA RA
    APPROVED
    Since 2025-01-08

Branch Locations

9777 Wilshire Blvd Suite 1018, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale Invement Management Los Angeles CA 04/2016 10/2017
Lourdmurray Beverly Hills CA 10/2017 Present
Hightower Advisors Llc Chicago IL 07/2019 Present
  • 04/2016 → 10/2017
    City National Rochdale Invement Management
    Los Angeles, CA
  • 10/2017 → Present
    Lourdmurray
    Beverly Hills, CA
  • 07/2019 → Present
    Hightower Advisors Llc
    Chicago, IL
Previous Registrations
  • 2017-10-18 → 2019-08-08
    Lourdmurray
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-20
  • S63 Uniform Securities Agent State Law Examination
    2017-01-20
Designations
Other Names
  • Stephanie Schaaf
  • Yi-Chin Chan
  • Yichin Chan Schaaf

View on SEC IAPD

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