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Christopher Robert Sharkey

Ubs Financial Services Inc.

Buffalo, NY

New York, NY

New York, NY

Lockport, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Lockport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 03/2017 Present
Alliancebernstein New York NY 05/2016 03/2017
  • 03/2017 → Present
    Ubs Financial Services
    New York, NY
  • 05/2016 → 03/2017
    Alliancebernstein
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
  • S66 Uniform Combined State Law Examination
    2017-06-26
Other Names
  • Chris Robert Sharkey

View on SEC IAPD

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