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James Christopher Dowdell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
FL RA APPROVED 2020-11-16
  • TX RA
    APPROVED
    Since 2020-12-15
  • FL RA
    APPROVED
    Since 2020-11-16

Branch Locations

1135 62Nd Ave N, Saint Petersburg, FL 33702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Valdosta GA 06/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 05/2019 Present
Bank Of America, N.A. Tampa FL 05/2019 Present
Crothall Healthcare Tampa FL 10/2017 03/2018
Texas Rangers Arlington TX 03/2018 10/2018
Texas Rangers Arlington TX 05/2017 10/2017
Unemployed New Port Richey FL 11/2018 05/2019
  • 06/2016 → 05/2017
    Morgan Stanley
    Valdosta, GA
  • 05/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tampa, FL
  • 05/2019 → Present
    Bank Of America, N.A.
    Tampa, FL
  • 10/2017 → 03/2018
    Crothall Healthcare
    Tampa, FL
  • 03/2018 → 10/2018
    Texas Rangers
    Arlington, TX
  • 05/2017 → 10/2017
    Texas Rangers
    Arlington, TX
  • 11/2018 → 05/2019
    Unemployed
    New Port Richey, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
  • S66 Uniform Combined State Law Examination
    2020-11-05
Other Names
  • James Christopher Dowdell
  • James Christopher Dowdell
  • James Dowdell

View on SEC IAPD

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