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Drew William Bergstrom

Focus Financial

Minneapolis, MN

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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-26
  • MN RA
    APPROVED
    Since 2022-10-26

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Minneapolis MN 03/2022 06/2023
Addco And Actus Manufacturing St Paul MN 07/2018 11/2019
Polaris Industries Incorperated Minneapolis MN 01/2018 11/2021
Unemployed Vadnais Heights MN 10/2021 11/2021
Focus Financial Minneapolis MN 11/2021 Present
University Of Minnesota Duluth Duluth MN 06/2014 06/2018
Osaic Wealth, Inc. Minneapolis MN 06/2023 Present
  • 03/2022 → 06/2023
    Royal Alliance Associates, Inc.
    Minneapolis, MN
  • 07/2018 → 11/2019
    Addco And Actus Manufacturing
    St Paul, MN
  • 01/2018 → 11/2021
    Polaris Industries Incorperated
    Minneapolis, MN
  • 10/2021 → 11/2021
    Unemployed
    Vadnais Heights, MN
  • 11/2021 → Present
    Minneapolis, MN
  • 06/2014 → 06/2018
    University Of Minnesota Duluth
    Duluth, MN
  • 06/2023 → Present
    Osaic Wealth, Inc.
    Minneapolis, MN
Other Businesses

1. FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Registered Investment Advisor (RIA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2021 ADDRESS: 1300 Godward street northeast, suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Administrative Equity analysis, Learning from senior partners, Meeting with clients financial planning, Trading 2. BFG POSITION: Secretary NATURE: Financial Advice INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 1300 EAST GODWARD ST, MINNEAPOLIS MN 55413, United States DESCRIPTION: provide feedback from employees to management 3. BFG2 POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 1300 EAST GODWARD ST, MINNEAPOLIS MN 55413, United States DESCRIPTION: Bookkeeping, and shareholder distributions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-10
  • S66 Uniform Combined State Law Examination
    2022-10-10
Designations
Other Names
  • Drew Bergstrom

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