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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-15 |
| AZ | RA | APPROVED | 2025-09-12 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2016 | 07/2020 |
| Self-Employed | Tempe | AZ | 08/2019 | 06/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | Present |
| Amazon.cOm Services, Llc | Tempe | AZ | 04/2021 | 04/2022 |
| Unemployed | Glen Cove | NY | 08/2020 | 12/2020 |
| Self-Employed | Scottsdale | AZ | 09/2017 | 08/2019 |
| Unemployed | Glendale | AZ | 01/2021 | 03/2021 |
| Popbookings | Glendale | AZ | 02/2023 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: POPBOOKINGS NON-INVESTMENT RELATED ADDRESS (City/State): GLENDALE, ARIZONA NATURE OF BUSINESS: RETAIL/SERVICE POSITION: BRAND AMBASSADOR FOR CELSIUS START DATE: 02/2023 APPROX. HOURS PER MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROMOTE CELSIUS BRAND PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-22 |
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