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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | New York | NY | 10/2009 | Present |
| Focus Financial Network, Inc | Roseville | MN | 10/2009 | Present |
1. FOCUS FINANCIAL NETWORK INC, INSURANCE AGENCY. 1300 GODWARD ST. NE, STE 5500, MINNEAPOLIS, MN 55413. SALE AND SERVICE OF FIXED INSURANCE. NON INVESTMENT-RELATED. 10 HOURS PER MONTH, 100% DURING TRADING HOURS. 2. FOCUS FINANCIAL NETWORK INC POSITION: Registered Assistant NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 50 START DATE: 12/01/2009 ADDRESS: 1000 Shelard Pkwy, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Assist Financial Advisors in managing their client records and communications. 3. FOCUS FINANCIAL NETWORK INC POSITION: Registered Assistant NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2009 ADDRESS: 307 N Nakomis St. #112, Alexandria MN 56308, United States DESCRIPTION: Assist Financial Advisors in managing their client records and communications.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-04 |
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