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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-16 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 06/2016 | 04/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2018 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 04/2024 | Present |
RENTAL PROPERTY, INVT RELATED, SAN DIEGO, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2022, LESS THAN 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-23 |
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