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Adalberto Rodriguez

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-10
  • FL RA
    APPROVED
    Since 2021-09-10

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

14801 S Dixie Hwy, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Miami FL 06/2015 Present
Wells Fargo Advisors Llc Miami FL 06/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
  • 06/2015 → Present
    Wells Fargo Bank Na
    Miami, FL
  • 06/2016 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-09
S63 Uniform Securities Agent State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2021-09-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-16

View on SEC IAPD

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VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

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MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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