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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
600 City Parkway West Suite 210, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Sherman Oaks | CA | 04/2016 | 11/2024 |
| Sophie's Place | Redondo Beach | CA | 02/2012 | 03/2017 |
| Prudential Insurance Company Of America | Sherman Oaks | CA | 09/2016 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-29 |
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