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Felipe Andres Gaitan

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Davie, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-22
  • FL RA
    APPROVED
    Since 2021-03-22

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

8890 W State Road 84, Davie, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Hialeah FL 06/2016 11/2016
Wells Fargo Bank Na Hialeah FL 10/2012 06/2018
Wells Fargo Clearing Services, Llc Hialeah FL 11/2016 06/2018
Wells Fargo Bank, Na Hialeah Gardens FL 10/2018 Present
Wells Fargo Clearing Services, Llc Hialeah Gardens FL 12/2018 Present
Extended Travel Matagalpa 06/2018 10/2018
  • 06/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Hialeah, FL
  • 10/2012 → 06/2018
    Wells Fargo Bank Na
    Hialeah, FL
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    Hialeah, FL
  • 10/2018 → Present
    Wells Fargo Bank, Na
    Hialeah Gardens, FL
  • 12/2018 → Present
    Wells Fargo Clearing Services, Llc
    Hialeah Gardens, FL
  • 06/2018 → 10/2018
    Extended Travel
    Matagalpa
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-19
S63 Uniform Securities Agent State Law Examination 2017-05-22
  • S66 Uniform Combined State Law Examination
    2021-03-19
  • S63 Uniform Securities Agent State Law Examination
    2017-05-22
Other Names
  • Felipe Gaitan

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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