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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-11-16 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 08/2018 | 08/2023 |
| Student | Orono | ME | 08/2016 | 08/2018 |
| Ubs Investment Company | Portland | ME | 06/2017 | 08/2017 |
| Ubs Financial Services Inc | Portland | ME | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-14 |
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