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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 07/2020 | 04/2022 |
| Fidelity Investments | Merrimack | NH | 05/2019 | 07/2020 |
| Thirsty Moose | Manchester | NH | 02/2019 | 05/2019 |
| Applebee's | Derry | NH | 09/2018 | 02/2019 |
| Unemployed | Derry | NH | 06/2018 | 09/2018 |
| Cassarino's Restaurant | Providence | RI | 12/2017 | 05/2018 |
| Providence Oyster Bar | Providence | RI | 12/2017 | 04/2018 |
| 365 Parking | Providence | RI | 08/2017 | 12/2017 |
| Ocean State Bookbinding | Providence | RI | 03/2017 | 08/2017 |
| Dunkin Donuts | North Kingstown | RI | 01/2017 | 03/2017 |
| Fresco | East Greenwich | RI | 11/2016 | 03/2017 |
| Cafe Dolce Vita | Providence | RI | 07/2016 | 11/2016 |
| Gwfs Equities, Inc | Greenwood Village | CO | 04/2022 | 06/2026 |
| Advised Assets Group, Llc | Greenwood Village | CO | 04/2022 | 06/2026 |
| Charles Schwab & Co., Inc. | Nashua | NH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
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