Nicholas Diamond Brodeur

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-28
CT	RA	APPROVED	2021-06-26

TX RA
APPROVED_RES

Since 2024-05-28
CT RA
APPROVED

Since 2021-06-26

Branch Locations

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Boston, MA • United States

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanely	Middleton	MA	07/2016	Present

07/2016 → Present

Morgan Stanely

Middleton, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-25

S66 Uniform Combined State Law Examination

2021-06-25

View on SEC IAPD

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Other Investors

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ELIZABETH MARY VALLONE

JAMES F PIEROTTI

KELLY ALLEN WOERDEMAN

MICHAEL NEIL WALLANDER

PATRICK V MURRAY

MARK JOSEPH EVERETT

ADAM KEITH DWORKIN

Other Offices

ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA

BAY COLONY ADVISORS · NORWELL, MA

FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA

AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA

LPL FINANCIAL LLC · NORWELL, MA

GORMAN FINANCIAL MANAGEMENT · NORWELL, MA

DIVERSIFIED FINANCIAL MANAGEMENT · NORWELL, MA

RBC CAPITAL MARKETS, LLC · NORWELL, MA

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