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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2016 | 05/2021 |
| Lpl Financial, Llc | Asheville | NC | 05/2021 | Present |
1) 03/08/2022 - SANCTUM SULLY/Various other projects - Not Investment Related - Location: Various - Other-Other - Musician - Start Date: 04/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading - Part of a music band/freelance musician. 2) 09/19/2022 - No Business Name - Investment Related - Home Based - Other - Air B&B - Owner - Start Date - 09/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading 3) 02/14/2025- Financial Partners, Inc.- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/14/2025 - 80 hours per month/ during trading 4) 06/05/2025 - E4 Insurance Services - Investmet Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date 06/03/2025 - 5 hours per month/ 5 during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
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