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Robert B Palazzo

Rbc Capital Markets, LLC

Farmington, CT

Farmington, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-25
CT RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2020-03-25
  • CT RA
    APPROVED
    Since 2020-02-11

Branch Locations

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

Farmington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 05/2019 02/2020
Horvath & Tremblay Lynnfield MA 09/2017 12/2017
Riverside Investments Llc Bristol CT 05/2016 08/2017
Endicott College Beverly MA 04/2014 05/2018
The Van Loan School Of Business At Endicott College Beverly MA 06/2018 06/2019
Dicks Sporting Goods Danvers MA 03/2018 03/2019
Bank Of America, N.A. Boston MA 07/2019 02/2020
Rbc Capital Markets Llc. Farmington CT 02/2020 Present
  • 05/2019 → 02/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 09/2017 → 12/2017
    Horvath & Tremblay
    Lynnfield, MA
  • 05/2016 → 08/2017
    Riverside Investments Llc
    Bristol, CT
  • 04/2014 → 05/2018
    Endicott College
    Beverly, MA
  • 06/2018 → 06/2019
    The Van Loan School Of Business At Endicott College
    Beverly, MA
  • 03/2018 → 03/2019
    Dicks Sporting Goods
    Danvers, MA
  • 07/2019 → 02/2020
    Bank Of America, N.A.
    Boston, MA
  • 02/2020 → Present
    Rbc Capital Markets Llc.
    Farmington, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Robert Benjamin Palazzo
  • Robert Palazzo
  • Benjamin Palazzo

View on SEC IAPD

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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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