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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
2150 Trawood Drive Suite A 200, El Paso, TX 79935 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cafe Central | El Paso | TX | 03/2013 | 06/2017 |
| New York Life Insurance Co. | El Paso | TX | 05/2016 | 01/2022 |
| Nylife Securities Llc | El Paso | TX | 07/2020 | 01/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ANIMAL SHELTER ADVISORY COMMITTEE INVESTMENT RELATED: NO ADDRESS: 5001 FRED WILSON AVE EL PASO, TX NATURE OF BUSINESS: ANIMAL SHELTER START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMEBER APX NUMBER OF HOURS PER WEEK: 1.5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND ONE MONTHLY MEETING; 3. NAME OF OTHER BUSINESS: RETIREMENT ADVISORS OF THE SOUTHWEST; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-17 |
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