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Elvira Stephanie Grossman

Cetera Investment Advisers LLC

El Paso, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

2150 Trawood Drive Suite A 200, El Paso, TX 79935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cafe Central El Paso TX 03/2013 06/2017
New York Life Insurance Co. El Paso TX 05/2016 01/2022
Nylife Securities Llc El Paso TX 07/2020 01/2022
Cetera Wealth Services, Llc El Segundo CA 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2013 → 06/2017
    Cafe Central
    El Paso, TX
  • 05/2016 → 01/2022
    New York Life Insurance Co.
    El Paso, TX
  • 07/2020 → 01/2022
    Nylife Securities Llc
    El Paso, TX
  • 01/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ANIMAL SHELTER ADVISORY COMMITTEE INVESTMENT RELATED: NO ADDRESS: 5001 FRED WILSON AVE EL PASO, TX NATURE OF BUSINESS: ANIMAL SHELTER START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMEBER APX NUMBER OF HOURS PER WEEK: 1.5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND ONE MONTHLY MEETING; 3. NAME OF OTHER BUSINESS: RETIREMENT ADVISORS OF THE SOUTHWEST; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-28
S63 Uniform Securities Agent State Law Examination 2020-11-17
  • S65 Uniform Investment Adviser Law Examination
    2022-03-28
  • S63 Uniform Securities Agent State Law Examination
    2020-11-17
Other Names
  • Elvira S Frias
  • Elvira Stephanie Frias

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