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Marshall Andrew Ferraro

Charles Schwab & Co., Inc.

Chandler, AZ

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-04-08
AZ RA APPROVED 2023-06-02
CA RA APPROVED 2022-01-26
  • LA RA
    APPROVED
    Since 2026-04-08
  • AZ RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 06/2018 12/2022
Exegy Webster Groves MO 05/2018 05/2018
Axa Advisors Creve Coeur MO 01/2017 05/2017
Full Time Student N/A CA 01/2000 05/2018
Charles Schwab & Co., Inc. Chandler AZ 12/2022 Present
Charles Schwab Bank, Ssb Chandler AZ 11/2023 Present
  • 06/2018 → 12/2022
    Td Ameritrade
    San Diego, CA
  • 05/2018 → 05/2018
    Exegy
    Webster Groves, MO
  • 01/2017 → 05/2017
    Axa Advisors
    Creve Coeur, MO
  • 01/2000 → 05/2018
    Full Time Student
    N/A, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Chandler, AZ
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Chandler, AZ
Previous Registrations
  • 2018-09-10 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    Chandler, AZ
    Chandler, AZ
  • 2018-09-10 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    Chandler, AZ
Other Businesses

1) La Buena Vida 1 HOA | Investment Related:No|Real Estate (Non-Agent/Broker)|Treasurer |1/1/2023|Less than 20|0|Treasurer for Homeowners association, prepare budget, review statements , 2) Western Skies Assets, LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Member Manager|7/1/2025|Less than 20|0|Rental property management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07
Other Names
  • Marshall Andrew Ferraro

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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