Michael Timothy Henson

Ubs Financial Services Inc.

CRD 6656628

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-07-31
NJ	RA	APPROVED	2024-07-30
NY	RA	APPROVED	2021-11-12
CT	RA	APPROVED	2017-06-29

PA RA
APPROVED

Since 2024-07-31
NJ RA
APPROVED

Since 2024-07-30
NY RA
APPROVED

Since 2021-11-12
CT RA
APPROVED

Since 2017-06-29

Branch Locations

Hartsdale , NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Stamford	CT	02/2017	Present
Linium Resources	New York	NY	06/2016	02/2017

02/2017 → Present

Ubs Financial Services

Stamford, CT
06/2016 → 02/2017

Linium Resources

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-29

S66 Uniform Combined State Law Examination

2017-06-29

View on SEC IAPD

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