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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2014-05-28
NJ RA APPROVED 2014-04-24
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2014-05-28
  • NJ RA
    APPROVED
    Since 2014-04-24

Branch Locations

353 N Central Ave, Hartsdale, NY 10530 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

277 Park Ave, Floor 2, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank New York NY 01/2016 05/2018
Jpmorgan Chase Bank, N.A. West Harrison NY 05/2018 Present
J.P. Morgan Securities Llc West Harrison NY 10/2012 Present
  • 01/2016 → 05/2018
    Jp Morgan Chase Bank
    New York, NY
  • 05/2018 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
  • 10/2012 → Present
    West Harrison, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-19
S63 Uniform Securities Agent State Law Examination 2008-09-29
  • S66 Uniform Combined State Law Examination
    2014-04-19
  • S63 Uniform Securities Agent State Law Examination
    2008-09-29
Other Names
  • Jennifer Sarfaty

View on SEC IAPD

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