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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-07-12 |
| TX | RA | APPROVED | 2022-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Schaumburg | IL | 04/2018 | 11/2021 |
| Transamerica Agency Network | Columbus | OH | 10/2017 | 11/2021 |
| James Hardie | Columbus | OH | 02/2017 | 10/2017 |
| Jpmorgan Chase | Columbus | OH | 12/2015 | 01/2017 |
| Principal Life Insurance Company | Utica | MI | 11/2021 | Present |
| Principal Securities Inc | Utica | MI | 11/2021 | Present |
| Essian Financial Planning | Utica | MI | 05/2024 | Present |
**OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2021 ADDRESS: 4141 PARKLAKE AVE STE 450, RALEIGH NC 27612, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits. **PRECISION METALFORMING ASSOCIATION EAST MICHIGAN DISTRICT POSITION: Member At-Large NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/15/2025 ADDRESS: 8344 Hall Rd, Suite 214, Utica MI 48317, United States DESCRIPTION: Organize and develop district events such as educational workshops, insights, member appreciation and golf outings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-14 |
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