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Gongju Baek

J.P. Morgan Securities LLC

Utica, MI

Rochester, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-07
MI RA APPROVED 2023-07-25
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • MI RA
    APPROVED
    Since 2023-07-25

Branch Locations

45303 Van Dyke, Utica, MI 48317 • United States

25 Barclay Circle, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Grand Rapids MI 08/2012 02/2018
New York Life Insurance Company Southfield MI 09/2015 02/2018
Mass Mutual Life Insurance Company Southfield MI 03/2018 12/2021
Mml Investors Services, Llc Southfield MI 03/2018 01/2022
Great Lakes Wealth Northville MI 01/2022 06/2023
J.P. Morgan Securities Llc Rochester Hills MI 07/2023 Present
Jpmorgan Chase Bank, N.A. Rochester Hills MI 07/2023 Present
Great Lakes Wealth, Llc Northville MI 01/2022 06/2023
Atomy America Inc Southfield MI 12/2018 07/2019
  • 08/2012 → 02/2018
    Nylife Securities Llc
    Grand Rapids, MI
  • 09/2015 → 02/2018
    New York Life Insurance Company
    Southfield, MI
  • 03/2018 → 12/2021
    Mass Mutual Life Insurance Company
    Southfield, MI
  • 03/2018 → 01/2022
    Mml Investors Services, Llc
    Southfield, MI
  • 01/2022 → 06/2023
    Great Lakes Wealth
    Northville, MI
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Rochester Hills, MI
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Rochester Hills, MI
  • 01/2022 → 06/2023
    Great Lakes Wealth, Llc
    Northville, MI
  • 12/2018 → 07/2019
    Atomy America Inc
    Southfield, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
S63 Uniform Securities Agent State Law Examination 2012-04-30
  • S66 Uniform Combined State Law Examination
    2021-05-11
  • S63 Uniform Securities Agent State Law Examination
    2012-04-30
Other Names
  • Zoe Sohlden
  • Gongju Baek
  • Gong Ju Baek

View on SEC IAPD

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LPL FINANCIAL LLC · UTICA, MI
EDWARD JONES · Utica, MI
OSAIC WEALTH, INC. · UTICA, MI
PRINCIPAL SECURITIES, INC. · Utica, MI
COMMONWEALTH FINANCIAL NETWORK · UTICA, MI
OSAIC WEALTH, INC. · Utica, MI
STRATEGIC WEALTH ADVISORS GROUP, INC. · UTICA, MI
EDWARD JONES · STERLING HEIGHTS, MI

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