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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-05 |
| MI | RA | APPROVED | 2014-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Utica | MI | 10/2014 | Present |
1)10/06/14-QOLITY FINANCIAL SERVICES/DBA FOR LPL BUSINESS /100%/UTICA,MI. 2) 2/13/2017 - QOLity Tax - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/23/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Misc. prep work including to help collect, scan and organize clients tax docs, basic data entry, scheduling of meetings and filing paperwork.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-27 |
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