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Keith Robert Powell

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-30
  • GA RA
    APPROVED
    Since 2023-03-30

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 03/2007 08/2021
E*Trade Capital Management Llc Alpharetta GA 04/2009 08/2021
E*Trade Securities Llc Alpharetta GA 08/2021 03/2023
E*Trade Capital Management Llc Alpharetta GA 08/2021 03/2023
Morgan Stanley Smith Barney Llc Alpharetta GA 03/2023 Present
  • 03/2007 → 08/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 04/2009 → 08/2021
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 08/2021 → 03/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 08/2021 → 03/2023
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Alpharetta, GA
Previous Registrations
  • 2009-04-14 → 2023-03-28
    Harrisdirect Llc
    Arlington, VA
    Alpharetta, GA
    Alpharetta, GA
Other Businesses

*584598 - Automatic Goods LLC; Investment related-Yes; Alpharetta, Georgia; Automotive/Transportation, Publishing, Rental Property, Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 8; Accounting/Bookkeeping, Administrative, Check Signing/Funds Disbursements, Business Development/Growth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-07
S63 Uniform Securities Agent State Law Examination 2005-02-04
  • S66 Uniform Combined State Law Examination
    2009-04-07
  • S63 Uniform Securities Agent State Law Examination
    2005-02-04

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