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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 03/2007 | 08/2021 |
| E*Trade Capital Management Llc | Alpharetta | GA | 04/2009 | 08/2021 |
| E*Trade Securities Llc | Alpharetta | GA | 08/2021 | 03/2023 |
| E*Trade Capital Management Llc | Alpharetta | GA | 08/2021 | 03/2023 |
| Morgan Stanley Smith Barney Llc | Alpharetta | GA | 03/2023 | Present |
*584598 - Automatic Goods LLC; Investment related-Yes; Alpharetta, Georgia; Automotive/Transportation, Publishing, Rental Property, Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 8; Accounting/Bookkeeping, Administrative, Check Signing/Funds Disbursements, Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-04 |
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