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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-07-08 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Marina | CA | 05/2016 | 02/2020 |
| Jp Morgan Chase Bank | Marina | CA | 05/2016 | 02/2020 |
| Mufg Union Bank | Monterey | CA | 02/2020 | 02/2021 |
| Unionbanc Investment Services | Monterey | CA | 03/2020 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 04/2021 | 05/2021 |
| Morgan Stanley | South Jordan | UT | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-16 |
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