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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-27
MO RA APPROVED 2023-02-13
  • TX RA
    APPROVED_RES
    Since 2025-10-27
  • MO RA
    APPROVED
    Since 2023-02-13

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonewolf Golf Club Fairview Heights IL 05/2014 10/2016
Southern Illinois University Edwardsville Edwardsville IL 01/2014 07/2017
Southern Illinois University Edwardsville Edwardsville IL 05/2017 08/2017
Td Ameritrade St. Louis MO 09/2017 01/2019
Wells Fargo Clearing Services, Llc Saint Louis MO 01/2019 07/2021
Stifel Nicolaus & Co Inc St. Louis MO 10/2021 Present
  • 05/2014 → 10/2016
    Stonewolf Golf Club
    Fairview Heights, IL
  • 01/2014 → 07/2017
    Southern Illinois University Edwardsville
    Edwardsville, IL
  • 05/2017 → 08/2017
    Southern Illinois University Edwardsville
    Edwardsville, IL
  • 09/2017 → 01/2019
    Td Ameritrade
    St. Louis, MO
  • 01/2019 → 07/2021
    Saint Louis, MO
  • 10/2021 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2017-10-27
  • S66 Uniform Combined State Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2017-10-27
Other Names
  • Brett Abell
  • Brett Thomas Abell

View on SEC IAPD

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