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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-27 |
| MO | RA | APPROVED | 2023-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonewolf Golf Club | Fairview Heights | IL | 05/2014 | 10/2016 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 01/2014 | 07/2017 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 05/2017 | 08/2017 |
| Td Ameritrade | St. Louis | MO | 09/2017 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 01/2019 | 07/2021 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-27 |
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