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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
| AZ | RA | APPROVED | 2023-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Phoenix | AZ | 10/2016 | 04/2017 |
| Moran Financial Services | Phoenix | AZ | 09/2014 | 09/2016 |
| Axa Advisors, Llc | New York | NY | 04/2017 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | Present |
1) UNIVERSAL FINANCIAL CONSULTANTS, 2963 GULF TO BAY BLVD STE 330 CLEARWATER FL, 01/2018, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 80 HR/MO 40 HR/MO TRADING 2) MORAN FINANCIAL SERVICES, 7901 N 16TH ST SUITE 275 PHOENIX AZ, 01/2023, IAR, FINANCIAL PLANNING, INV REL, 60 HR/MO 50 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2023, AS ADVISORY REP OF A RIA, INV REL, 100 HR/MO 100 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-18 |
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