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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-04-02 |
Branch Locations
20615 N. Main Street, Cornelius, NC 28031 • United States
Cornelius, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 05/2016 | 07/2018 |
| Bank Of America, N.A. | Huntersville | NC | 08/2016 | 12/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. PRESTON AT THE LAKE HOA, INC / 17727 Sedona Way, Cornelius NC 28031 / 09/01/2022 / NIR / TREASURER - MAINTAIN BOOKKEEPING / 6 HR/MO - 0 HR/MO TRADING 3. LAKE NORMAN FINANCIAL GROUP, 20615 N Main Street, Cornelius NC 28031, 04/01/2019, 1099 Contractor, Technology Services, NIR, 40 HR/MO - 30 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-24 |
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