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Vincent T Saraceno

Thrivent Investment Management Inc.

Kutztown, PA

Macungie, PA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-06
  • PA RA
    APPROVED
    Since 2021-10-06

Branch Locations

102 Tomahawk Dr Arrowhead Businesss Park, Kutztown, PA 19530 • United States

Macungie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Alburtis PA 02/2020 Present
Wells Fargo Bank N.A. Boyertown PA 08/2014 03/2020
Wells Fargo Clearing Services, Llc Boyertown PA 11/2016 02/2020
Wells Fargo Advisors, Llc Boyertown PA 05/2016 11/2016
Thrivent Financial Appleton WI 03/2020 06/2020
Thrivent Financial Appleton WI 06/2020 Present
  • 02/2020 → Present
    Thrivent Investment Management Inc
    Alburtis, PA
  • 08/2014 → 03/2020
    Wells Fargo Bank N.A.
    Boyertown, PA
  • 11/2016 → 02/2020
    Wells Fargo Clearing Services, Llc
    Boyertown, PA
  • 05/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Boyertown, PA
  • 03/2020 → 06/2020
    Thrivent Financial
    Appleton, WI
  • 06/2020 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-05
S63 Uniform Securities Agent State Law Examination 2016-09-14
  • S66 Uniform Combined State Law Examination
    2021-10-05
  • S63 Uniform Securities Agent State Law Examination
    2016-09-14
Other Names
  • Vincent Saraceno
  • Vincent Todd Saraceno

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
HAMILTON-BATES INVESTMENT RESEARCH, INC.
NEWEDGE ADVISORS
OSAIC WEALTH, INC.
EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
MORGAN FINANCIAL INCORPORATED

Other Investors

BENJAMIN NEIL HAAS
STEVEN CARL DRASHER
Clayton Eric Inderbitzen
STEVEN TYLER BOND
Connor William Eglin
ALAN DAVID BATES
SEAN GREGORY LINDER
JAY HOWELL MOYER

Other Offices

GREAT VALLEY ADVISOR GROUP, LLC · KUTZTOWN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Kutztown, PA
HAMILTON-BATES INVESTMENT RESEARCH, INC. · MERTZTOWN, PA
NEWEDGE ADVISORS · Fogelsville, PA
OSAIC WEALTH, INC. · BLANDON, PA
EDWARD JONES · Blandon, PA
COMMONWEALTH FINANCIAL NETWORK · Blandon, PA
OSAIC WEALTH, INC. · FOGELSVILLE, PA

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