Benjamin Neil Haas

Employer firm

Great Valley Advisor Group, LLC CRD 123913

$10.6B regulatory AUM 55 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Lpl Financial, Llc
  Kutztown, PA
• 04/2013 → 05/2021
  Us Financial Advisors, Llc
  Kutztown, PA
• 05/2021 → Present
  Great Valley Advisor Group, Inc.
  Kutztown, PA

Previous Registrations

• 2013-04-25 → 2022-04-20
  U.S. Financial Advisors
  Center Valley, PA
  Wilmington, DE
• 2013-06-06 → 2013-12-20
  Lpl Financial Llc
  Kutztown, PA
  Center Valley, PA
  Braintree, MA
  Center Valley, PA
  Center Valley, PA
• 2006-10-04 → 2013-05-03
  Ameriprise Financial Services, Llc
  West Chester, PA
  Center Valley, PA

Other Businesses

1. 04/25/2013 - US Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Time Spent 25% - Disability/Accident/Health, Life, Long Term Care. 2. 04/25/2013 - US Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 9/17/2015 - Haas Financial Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/01/2015 - 10 Hours Per Month During Securities Trading. 4. 10/21/2015: Haas Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/13/2015 - 0 Hours Per Month. 5. 5/12/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-31

Designations

• Certified Financial Planner