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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-25
DC RA APPROVED 2016-10-11
  • TX RA
    APPROVED
    Since 2017-07-25
  • DC RA
    APPROVED
    Since 2016-10-11

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2016 Present
Bank Of America, N.A. Washington DC 10/2016 Present
Other Businesses

I*2002291 For profit or not for profit: Entity Charitable Name of outside business organization: DC Scores Investment related: N Address of business: Washington, District of Columbia Nature of business: Charitable Organization Position, title, association: Other" Start date of relationship: 09/13/2024 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1 hr mthly Duties: Advisory Council Member, DC Scores provides assistance for the youth to participate in soccer leagues and also has a focus on poetry. My responsibility will be to participate in the fundraising committee and volunteer at various events. Being considered as Co-chair of the fundraising committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-22
  • S66 Uniform Combined State Law Examination
    2016-08-22
Other Names
  • Sam Doub
  • Samuel P Doub

View on SEC IAPD

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