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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-17 |
| WA | RA | APPROVED | 2022-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tacoma | WA | 08/2016 | 09/2016 |
| Veritas Independent Partners, Llc | Conway | AR | 11/2016 | 03/2017 |
| Unemployed | Gig Harbor | WA | 09/2016 | 11/2016 |
| Sowell Management Services | Gig Harbor | WA | 10/2016 | 03/2017 |
| Morgan Stanley | Tacoma | WA | 03/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 08/2022 | Present |
| Bank Of America N.A. | Seattle | WA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-26 |
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