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Victor Andre Andre Morales

Ubs Financial Services Inc.

Newport Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-23
WA RA APPROVED 2019-01-01
  • CA RA
    APPROVED
    Since 2022-02-23
  • WA RA
    APPROVED
    Since 2019-01-01

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Seattle WA 06/2018 Present
University Of Texas At Austin Austin TX 08/2015 05/2018
Northwestern Mutual Financial Network Austin TX 01/2018 03/2018
  • 06/2018 → Present
    Ubs Financial Services Inc
    Seattle, WA
  • 08/2015 → 05/2018
    University Of Texas At Austin
    Austin, TX
  • 01/2018 → 03/2018
    Northwestern Mutual Financial Network
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2018-12-28
Other Names
  • Victor Andre Morales

View on SEC IAPD

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OCVC, LLC · NEWPORT BEACH, CA
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