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Kevon Harris

Wells Fargo Clearing Services, LLC

Greenwich, CT

Melville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-01
  • CT RA
    APPROVED
    Since 2025-01-01

Branch Locations

137 W Putnam Ave, Greenwich, CT 06830 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenwich CT 08/2024 Present
Wells Fargo Bank, Na Greenwich CT 03/2018 Present
Jp Morgan Chase Bank Na Greenwich CT 05/2016 03/2018
  • 08/2024 → Present
    Wells Fargo Clearing Services, Llc
    Greenwich, CT
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Greenwich, CT
  • 05/2016 → 03/2018
    Jp Morgan Chase Bank Na
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-27
S63 Uniform Securities Agent State Law Examination 2024-11-25
  • S65 Uniform Investment Adviser Law Examination
    2024-12-27
  • S63 Uniform Securities Agent State Law Examination
    2024-11-25

View on SEC IAPD

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