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Jordan Farnham

Cetera Investment Advisers LLC

Cheektowaga, NY

Blasdell, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

300 Airborne Parkway Suite 216, Cheektowaga, NY 14225 • United States

Blasdell, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Cheektowaga NY 06/2016 02/2017
Foresters Financial Services Cheektowaga NY 02/2017 06/2019
Foresters Advisory Services Llc Cheektowaga NY 07/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Cheektowaga NY 06/2019 Present
  • 06/2016 → 02/2017
    Foresters Financial Services
    Cheektowaga, NY
  • 02/2017 → 06/2019
    Foresters Financial Services
    Cheektowaga, NY
  • 07/2018 → 06/2019
    Foresters Advisory Services Llc
    Cheektowaga, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Cheektowaga, NY
Previous Registrations
  • 2018-07-31 → 2019-06-24
    Foresters Advisory Services, Llc
    Cheektowaga, NY
Other Businesses

1) VARSITY HOCKEY HEAD COACH, ST FRANCIS HIGH SCHOOL, 8/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-09
S63 Uniform Securities Agent State Law Examination 2016-08-16
  • S65 Uniform Investment Adviser Law Examination
    2018-07-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-16

View on SEC IAPD

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OSAIC WEALTH, INC.

Other Investors

ROBERT ANTHONY ERVOLINA
Austin Michael Robare
Thomas John Wahl
Francis Bartholomew Mazzilli
JOANNE LETIZIA MEIER
ANNAMARIE PERA
Allen M Judkins
Jason Louis Spatz

Other Offices

CETERA INVESTMENT ADVISERS LLC · CHEEKTOWAGA, NY
CETERA INVESTMENT ADVISERS LLC · CHEEKTOWAGA, NY
LPL FINANCIAL LLC · CHEEKTOWAGA, NY
LPL FINANCIAL LLC · CHEEKTOWAGA, NY
KEY INVESTMENT SERVICES LLC · DePew, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DEPEW, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Depew, NY
LPL FINANCIAL LLC · DEPEW, NY

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