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William Banks Wall

Ubs Financial Services Inc.

Winston-Salem, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-03
NC RA APPROVED 2019-08-02
  • SC RA
    APPROVED
    Since 2024-07-03
  • NC RA
    APPROVED
    Since 2019-08-02

Branch Locations

380 Knollwood Street, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2018 05/2019
Needham & Company New York NY 06/2017 08/2017
Wake Forest University Winston-Salem NC 08/2014 05/2018
Universitat Autonoma De Barcelona Barcelona 09/2016 12/2016
Ubs Financial Services Inc. Charlotte NC 06/2019 Present
  • 06/2018 → 05/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2017 → 08/2017
    Needham & Company
    New York, NY
  • 08/2014 → 05/2018
    Wake Forest University
    Winston-Salem, NC
  • 09/2016 → 12/2016
    Universitat Autonoma De Barcelona
    Barcelona
  • 06/2019 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2018-10-08
Other Names
  • Banks Wall
  • William Banks Wall
  • William Wall

View on SEC IAPD

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Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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