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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2021-06-08 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
230 Beiser Blvd. 201, Dover, DE 19904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Co | Horsham | PA | 04/2016 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 05/2016 | 06/2021 |
| Kestra Investment Services, Llc | Dover | DE | 06/2021 | Present |
| Kestra Advisory Services, Llc | Dover | DE | 06/2021 | Present |
Name: Crawford Financial Services Investment Related: Yes Address: 230 Beiser Boulevard, Suite 201 Dover DE 19904 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance Posi: Wealth Strategist/Agent/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Registered Representative and Agent with services offered. Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Posi: Wealth Strategist/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Investment Advisor Representative with advisory services offered. Name: THE COMMITTE ON FINANCE AND AUDIT FOR THE MOST WORSHIPFUL GRAND LODGE OF A.F.&A.M. OF DELAWARE POSITION: Committee Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 818 N. Market Street, Third Floor, Wilmington DE 19801, United States DESCRIPTION: As an appointed member of The Committe on Finance and Audit, I will serve for five years along with four other regular members. The committee shall also audit the accounts of the Grand Secretary and Grand Treasurer. This committee does not audit the organization's investment accounts. Such duties are the responsibility of a separate committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-22 |
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