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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-06-08
  • DE RA
    APPROVED
    Since 2021-06-08

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

230 Beiser Blvd. 201, Dover, DE 19904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 04/2016 Present
Hornor Townsend & Kent Inc Horsham PA 05/2016 06/2021
Kestra Investment Services, Llc Dover DE 06/2021 Present
Kestra Advisory Services, Llc Dover DE 06/2021 Present
  • 04/2016 → Present
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 05/2016 → 06/2021
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 06/2021 → Present
    Kestra Investment Services, Llc
    Dover, DE
  • 06/2021 → Present
    Dover, DE
Previous Registrations
Other Businesses

Name: Crawford Financial Services Investment Related: Yes Address: 230 Beiser Boulevard, Suite 201 Dover DE 19904 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance Posi: Wealth Strategist/Agent/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Registered Representative and Agent with services offered. Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Posi: Wealth Strategist/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Investment Advisor Representative with advisory services offered. Name: THE COMMITTE ON FINANCE AND AUDIT FOR THE MOST WORSHIPFUL GRAND LODGE OF A.F.&A.M. OF DELAWARE POSITION: Committee Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 818 N. Market Street, Third Floor, Wilmington DE 19801, United States DESCRIPTION: As an appointed member of The Committe on Finance and Audit, I will serve for five years along with four other regular members. The committee shall also audit the accounts of the Grand Secretary and Grand Treasurer. This committee does not audit the organization's investment accounts. Such duties are the responsibility of a separate committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-31
S63 Uniform Securities Agent State Law Examination 2016-08-22
  • S65 Uniform Investment Adviser Law Examination
    2017-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-08-22
Other Names
  • Matt Biggs

View on SEC IAPD

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