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Peter Conrad Auffenberg

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-05-19
  • MO RA
    APPROVED
    Since 2026-05-19

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St. Louis MO 10/2017 01/2018
Kforce St. Louis MO 10/2017 02/2018
Walmart Lake St. Louis MO 09/2016 10/2017
Edward Jones St. Louis MO 07/2016 10/2016
Stifel Nicolaus & Co Inc St. Louis MO 02/2018 04/2019
Wells Fargo Clearing Services St Louis MO 04/2019 Present
  • 10/2017 → 01/2018
    Wells Fargo Clearing Services Llc
    St. Louis, MO
  • 10/2017 → 02/2018
    Kforce
    St. Louis, MO
  • 09/2016 → 10/2017
    Walmart
    Lake St. Louis, MO
  • 07/2016 → 10/2016
    Edward Jones
    St. Louis, MO
  • 02/2018 → 04/2019
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 04/2019 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
S63 Uniform Securities Agent State Law Examination 2018-06-05
  • S66 Uniform Combined State Law Examination
    2026-05-18
  • S63 Uniform Securities Agent State Law Examination
    2018-06-05
Other Names
  • Peter Conrad Auffenberg
  • Peter Auffenberg
  • Peter Conrad Auffenberg

View on SEC IAPD

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