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James M Amuso

LPl Enterprise, LLC

Syracuse, NY

Liverpool, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Plum St Ste 301, Syracuse, NY 13204 • United States

7854 Oswego Road Suite 202, Liverpool, NY 13090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Dewitt NY 02/2018 11/2024
Turning Stone Resort And Casino Verona NY 09/1995 08/2018
Prudential Insurance Company Of America Dewitt NY 06/2018 Present
Lpl Enterprise, Llc Liverpool NY 11/2024 Present
  • 02/2018 → 11/2024
    Pruco Securities, Llc.
    Dewitt, NY
  • 09/1995 → 08/2018
    Turning Stone Resort And Casino
    Verona, NY
  • 06/2018 → Present
    Prudential Insurance Company Of America
    Dewitt, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Liverpool, NY
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-05-21

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY
EAGLE STRATEGIES LLC · DEWITT, NY
EAGLE STRATEGIES LLC · DEWITT, NY
COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
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